-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B6+MQW5uuyTqCZisw1UBe7ymVjx7dyGjaxbxCFIQaTsAY0nPP76tv5Ufss3VO1b1 SG4Q4PPlD65xzDym5m4KIw== 0001419714-08-000013.txt : 20081120 0001419714-08-000013.hdr.sgml : 20081120 20081120145723 ACCESSION NUMBER: 0001419714-08-000013 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20081120 DATE AS OF CHANGE: 20081120 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL SECURITY INSTRUMENTS INC CENTRAL INDEX KEY: 0000102109 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 520898545 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-15872 FILM NUMBER: 081203626 BUSINESS ADDRESS: STREET 1: 7-A GWYNNS MILL COURT CITY: OWINGS MILLS STATE: MD ZIP: 21117-3586 BUSINESS PHONE: 4103633000 MAIL ADDRESS: STREET 1: 7-A GWYNNS MILL COURT CITY: OWINGS MILLS STATE: MD ZIP: 21117-3586 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Kuby Gottlieb Special Value Fund, LP CENTRAL INDEX KEY: 0001419714 IRS NUMBER: 363720221 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE 1416 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-580-0900 MAIL ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE 1416 CITY: CHICAGO STATE: IL ZIP: 60606 SC 13G 1 ku.txt KUGOSVF NOV 2008 DOCUMENT TYPE SC 13G 1 g13pksb.txt DESCRIPTION 13G TEXT SUBMISSION: TYPE: SC 13G FILING DATE: 20081120 COMPANY DATA: CONFORMED NAME: Kuby Gottlieb Special Value Fund CIK: 0001419714 CCC: ej@vhw8n IRS NUMBER: 36-3720221 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G ACT: 34 SUBMISSION CONTACT: NAME: . Peter G. Contos II PHONE: 312-580-1056 BUSINESS ADDRESS: STREET1: 20 N. Wacker Drive, Suite 1416 CITY: Chicago STATE: IL ZIP: 60606 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 UNIVERSAL SECURITY INSTRUMENTS, INC. (Name of Issuer) Common (Title of Class of Securities) 913821302 (CUSIP NUMBER) 0000102109 (CENTRAL INDEX KEY) MD (STATE OF INCORPORATION) MARCH 31 (FISCAL YEAR END) 5065 WHOLESALE-ELECTRONIC PARTS & EQUIPMENT (STANDARD INDUSTRIAL CLASSIFICATION) 52-0898545 (IRS NUMBER) Check the appropriate box to designate the rule pursuant to Which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) Check the following box is a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provision of the Act (however, see the Notes). CUSIP NO. 913821302 1. NAME OF REPORTING PERSON & I.R.S. IDENTIFICATION NO. Kuby Gottlieb Special Fund I.R.S. 36-3720221 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] N/A (b) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OF PLACE OR ORGANIZATION Delaware NUMBER OF 5. SOLE VOTING POWER 124,994 SHARES BENEFICIALLY 6. SHARED VOTING POWER 0 OWNED BY EACH 7. SOLE DISPOSITIVE POWER 124,994 REPORTING PERSON WITH 8. SHARED DISPOSITIVE POWER 0 9. AGGREGATE AMOUNT BENEFICALLY OWNED BY EACH REPORTING PERSON 124,994 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.05% 12. TYPE OF REPORTING PERSON* IA Cusip # 913821302 Item 1: Reporting Person - Peter G. Contos II item 4: U.S.A. Item 5: 124,994 Item 6: None Item 7: 124,994 Item 8: None Item 9: 124,994 Item 11: 5.05% Item 12: IA Cusip # 913821302 Item 1: Reporting Person - Peter G. Contos II Item 4: U.S.A. Item 5: 124,994 Item 6: None Item 7: 124,994 Item 8: None Item 9: 124,994 Item 11: 5.05% Item 12: IA Item 1. (a) Name of Issuer: UNIVERSAL SECURITY INSTRUMENTS, INC. (b) Address of Issuer's Principal Executive Offices 7-A GWYNNS MILL COURT, OWINGS MILLS MD 21117-3586 Item 2. (a) Name of Person Filing: Kuby Gottlieb Special Value Fund (b) Address of Principal Office: 20 NORTH WACKER DRIVE Suite 1416 CHICAGO IL 60606 (c) Citizenship: Delaware LLC (d) Title and Class of Securities: COMMON (e) CUSIP Number: 913821302 Item 3. If this statement if filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (e) [X] An investment adviser in accordance with 240.13d- 1(b)(1)(ii)(E) Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: Kuby Gottlieb Special Value Fund (b) Percent of Class: 5.05% (c) Number of Shares as to which person has: (i) Sole power to vote or to direct the vote 124,994 (ii) Shared power to vote or to direct the vote 0 (iii) Sole power to dispose or to direct the disposition of 124,994 (iv) Sole power to dispose or to direct the disposition of 0 Item 5. Ownership of Five Percent or Less of a Class N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company N/A Item 8. Identification and Classification of Members of the Group N/A Item 9. Notice of Dissolution of Group N/A Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: November 20, 2008 Kuby Gottlieb Special Value Fund By: /S/ PETER D. GOTTLIEB - ---------------------------------- PETER D. GOTTLIEB, President & CEO By: /S/ PETER G. CONTOS II - ---------------------------------- PETER G. CONTOS II JOINT FILING AGREEMENT PURSUANT TO RULE 13D-1(F)(1) This agreement is made pursuant to Rule 13d-1(f)(1) under the Securities Exchange Act of 1934 (the "Act") by and among the parties listed below, each referred to herein as a "Joint Filer." The Joint Filers agree that a statement of beneficial ownership as required by Section 13(d) of the Act and the Rules thereunder may be filed on each of their behalf on Schedule 13D or Schedule 13G, as appropriate, and that said joint filing may thereafter be amended by further joint filings. The Joint Filers states that they each satisfy the requirements for making a joint filing under Rule 13d-1. Dated: November 20, 2008 By: /S/ PETER D. GOTTLIEB - ----------------------------------- PETER D. GOTTLIEB, President & CEO By: /S/ PETER G. CONTOS II - ----------------------------------- PETER G. CONTOS II TEXT DOCUMENT -----END PRIVACY-ENHANCED MESSAGE-----